B
BMOChief Compliance Officer, GAM US
New Yorkonsitec-level$120K – $250K
Posted today · via Workday
About this role
Application Deadline: 11/19/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance Leads the development, implementation, maintenance, and administration of the regulatory compliance program for a U.S. registered investment adviser (RIA). Oversees the establishment of a comprehensive compliance framework in connection with the entity's SEC registration and the development and launch of investment products and funds. Provides regulatory compliance advice and oversight relating to investment advisory activities, fund operations, and related business initiatives. Acts as the designated Chief Compliance Officer of the RIA and is responsible for administering its compliance policies and procedures in accordance with applicable SEC requirements.…
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is c-level-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in New York. We weight your proximity and willingness to relocate.
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