TWN-082893-Legal & Compliance Manager - Level 6

Investment and Trade Compliance Responsible for monitoring the investment guidelines on day-to-day basis and coding/set-up the investment rules in the systems or monitoring tools. Responsible for investment guidelines and issues escalation, issue solutions, and investigation into the trade-alerts (pre-trade or post-trade monitoring) and preparation for regulatory reporting or group reporting Prompt and frequent communication with investment teams, trading, product team, sales team or other stakeholders for investment rules interpretation and problem solutions and collaboration, and regulatory applications. Support for the group or regional Compliance teams or hubs for globalization process or alignment.…