Associate Principal Analyst, Surveillance and Market Intelligence
Rockvilleonsiteprincipal$499K – $803K
Posted 3w ago · via Workday
About this role
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations – Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of more senior staff. Essential Job Functions: Analyzes trading activity in area of primary responsibility for indications of potential violations. Researches and provides internal updates regarding rules, regulations, guidelines, intelligences, and advisories.…
Read the full description on Financial Industry Regulatory Authority's site →
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is principal-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Rockville. We weight your proximity and willingness to relocate.
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Free · no card · written explanation included
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