Investment Banking, Business Control Associate

Job Description: Position Summary Guggenheim Securities seeks an enthusiastic and detail-oriented individual to join our dynamic Business Control team as an Associate. This first-line-of defense role plays a critical part in maintaining the integrity of the Firm’s control environment by supporting risk management, compliance and operational governance across Investment Banking. The Associate will conduct delegated supervision, surveillance and control-related responsibilities in accordance with Firm and regulatory requirements. This role requires developing a comprehensive understanding of internal policies and procedures to support the detection and escalation of potential policy or regulatory violations, contribute to root cause analysis, and drive remediation.…