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First Brands GroupCompliance or Risk

Compliance Officer - Broker Dealer & RIA (Remote)

Little RockRemote (US)$115K – $130K

Posted today · via Icims

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About this role

Overview This is a remote role that may be hired in several markets across the United States. The Compliance Officer will play a key role in the administration and ongoing enhancement of the Firm's Broker-Dealer and RIA Compliance Program. This position will support and strengthen the Firm’s broker-dealer compliance program, with responsibilities spanning written supervisory procedures, communications review, branch inspections, and compliance training. This role offers a unique opportunity to work across multiple core supervisory functions, providing broad exposure to policy governance, communications review, branch oversight, regulatory implementation, and compliance program development.…

Read the full description on First Brands Group's site →

What we'd score you on

reqspace match rubric

Five dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.

1

Skills match

We compare your skills against the role requirements.

2

Level fit

We check your title trajectory against the seniority signal of the role.

3

Domain experience

Your work in the role's domain matters more than your years total. We weight recent and direct experience.

4

Recency

A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.

5

Location fit

This role is remote-eligible. We factor in your stated location and time-zone overlap.

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