Client Onboarding - Investment Advisors/Funds Group - Associate / AVP

NYC (1285)onsitejunior$77K – $105K

Posted 6 days ago · via Workday

See if I'm a fit →Tailor my resume for this role →Apply on Workday ↗

About this role

Job description : Major Responsibilities: Support direct team manager for all onboarding processes Manage daily onboarding requests for all divisions of Mizuho End to end onboarding coordination Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence Conduct OFAC and Negative News searches on clients and related parties to identify and assess potential risk to the firm Ability to prioritize onboarding cases to ensure completion prior to deadlines Liaise with Front Office and clients directly Adhere to internal audit requirements Recommend and assist in requirements for efficiencies where needed Ability to determine industry codes (for example SIC/Sector Codes) Familiarity with Investment Advisor Public Disc…

Read the full description on Mizuho's site →

What we'd score you on

reqspace match rubric

Five dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.

Skills match

We compare your skills against the role requirements.

Level fit

This role is junior-level. We check your trajectory against it.

Domain experience

Your work in the role's domain matters more than your years total. We weight recent and direct experience.

Recency

A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.

Location fit

This role is based in NYC (1285). We weight your proximity and willingness to relocate.

Score yourself on this role.

Free · no card · written explanation included

See if I'm a fit →

More at Mizuho

See all open jobs at Mizuho →