Vice President Compliance Testing

Dallas TX 5960onsitevp$110K – $163K

Posted today · via Workday

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About this role

We're seeking someone to join our team as a Vice President Compliance Testing who will be planning, preparing, and executing regulatory and compliance-based reviews for Institutional Equities Department (IED), Fixed Income Department (FID), Commodities, Futures, Prime Brokerage, Investment Banking, Research and Operations Divisions. Professionals within the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute.…

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This role is based in Dallas TX 5960. We weight your proximity and willingness to relocate.

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