Sr Associate - Compliance
Miamionsitesenior
Posted 1mo ago · via Workday
About this role
KEY RESPONSIBILITIES Develop internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures. Develop educational materials and trainings for business professionals. Assess current and prospective regulatory risk through industry interaction and research. Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials (e.g.…
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What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is senior-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Miami. We weight your proximity and willingness to relocate.
Score yourself on this role.
Free · no card · written explanation included