T
TIAACompliance Associate - FINRA
Dallashybridjunior
Posted today · via Workday
About this role
Compliance Associate – FINRA This job assists with broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies, and to prevent illegal, unethical or improper business practices within the organization. Working independently under general supervision, assists team members with identifying, investigating, and reporting compliance risks. Key Responsibilities and Duties Supports compliance risk assessments to identify compliance issues, concerns, and deficiencies. Assists with investigations in response to complaints and/or potential violations of rules, regulations, policies, and procedures. Supports organization and implementation of compliance audits.…
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
For this role: teams
2
Level fit
This role is junior-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Dallas. We weight your proximity and willingness to relocate.
Score yourself on this role.
Free · no card · written explanation included
Skills in this role
Pulled from the job description. These are the keywords we'll weight when scoring your fit.
teams
More at TIAA
- View →Portfolio Strategy AnalystNew York, NY, USA
- View →Associate, Capital MarketsNew York, NY - 730 Third Avenue
- View →Sr Info Sec Threat Hunting SpecialistDallas, TX, USA
- View →Technical LeadCharlotte, NC, USA
- View →Dir, Business Management SpecialistNew York, NY - 730 Third Avenue
- View →Sr Investment AccountantDallas, TX, USA