William Blair871 Legal & Compliance Dedicated

Compliance Analyst – Trade Surveillance

Chicagoonsitemid$100K – $115K

via Greenhouse

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About this role

Solutions for Today’s Challenges. Vision for Tomorrow’s Opportunities. Join William Blair, the Premier Global Partnership. William Blair is seeking a detail-oriented and highly motivated Compliance Analyst to support the firm’s trade surveillance and anti-money laundering (AML) programs across its broker-dealer and market-making operations. This role is responsible for monitoring trading activity, conducting investigations, regulatory reporting, and escalating potential violations of securities laws, FINRA and SEC rules, AML requirements, and internal policies.…

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What we'd score you on

reqspace match rubric

Five dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.

Skills match

For this role: power bi, teams, maven, gdpr

Level fit

This role is mid-level. We check your trajectory against it.

Domain experience

Your work in the role's domain matters more than your years total. We weight recent and direct experience.

Recency

A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.

Location fit

This role is based in Chicago. We weight your proximity and willingness to relocate.

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Skills in this role

Pulled from the job description. These are the keywords we'll weight when scoring your fit.

power biteamsmavengdpr

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