Compliance Specialist – Marketing Compliance

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual will be primarily responsible for working closely with our marketing and distribution groups to ensure compliance in our marketing and distribution efforts and producing compliance-related reporting (internal and client-facing). This individual will also be involved in special projects as they arise. This role will work closely with senior members of the Compliance team to build out or enhance processes to understand and be in alignment with regulatory expectations. Base Salary Range: $100,000 - $175,000…