Principal Analyst, Manipulation
Rockvilleonsiteprincipal$112K – $146K
Posted yesterday · via Workday
About this role
This Principal Analyst position within Regulatory Operations Surveillance and is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities, FINRA and RSA Client Exchange rules. Mentors other staff and guides them in the completion of their routine surveillance reviews. Essential Job Functions: Conducts routine reviews in search of possible violations of rules and federal securities laws with minimal supervision. Researches and provides management with updates regarding rules, regulations, guidelines, intelligence, and advisories.…
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is principal-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Rockville. We weight your proximity and willingness to relocate.
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