Principal Analyst, Regulatory Operations, Risk Intelligence Operations Center

New Yorkonsiteprincipal$112K – $168K

Posted yesterday · via Workday

About this role

This is an experienced individual contributor role in Regulatory Operations, Risk Intelligence Operations Center (RIOC), which works independently with minimal supervision to assist with the transformation of risk data into coordinated regulatory action across Regulatory Operations. This role will provide support to continuously ensure FINRA’s resources focus on the threats that matter most by identifying the firms, branches, and individuals that pose the highest risk, creating intelligence-driven work plans for Regulatory Operations programs, and evaluating the results from completed regulatory work.…

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reqspace match rubric

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1

Skills match

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2

Level fit

This role is principal-level. We check your trajectory against it.

3

Domain experience

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4

Recency

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5

Location fit

This role is based in New York. We weight your proximity and willingness to relocate.

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